Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KNG Securities LLP (no longer approved here)

    FRN 402459

    • CF30 Customer (2 Mar 2012 to 27 Nov 2012)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (5 Jan 2010 to 14 Sep 2011)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.