Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (8 Jan 2020 to 18 Oct 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 12 Aug 2021)
    • CF30 Customer (1 May 2012 to 6 Mar 2016)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • CF30 Customer (30 Sep 2010 to 11 Jan 2012)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (5 Nov 2008 to 18 Jun 2010)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (5 Nov 2008 to 18 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.