Martin Anthony Oates

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marks and Spencer Unit Trust Management Limited

    FRN 141662

    • [FCA CF] Manager of certification employee (since 11 Dec 2019)
  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 1 May 2018)
    • [FCA CF] Significant management (18 Aug 2019 to 7 Aug 2020)
    • [PRA CF] Significant risk taker or Material risk taker (11 Jan 2019 to 7 Aug 2020)
    • [FCA CF] Manager of certification employee (21 Feb 2017 to 5 Apr 2018)
  • HSBC UK Bank Plc

    FRN 765112

    • [FCA CF] Manager of certification employee (since 1 Jul 2018)
    • [FCA CF] Significant management (18 Aug 2019 to 7 Aug 2020)
    • [PRA CF] Significant risk taker or Material risk taker (11 Jan 2019 to 7 Aug 2020)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC

    FRN 151427

    • [FCA CF] Manager of certification employee (since 6 Mar 2019)
    • [FCA CF] Manager of certification employee (4 Jul 2018 to 8 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

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