Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Mar 2022)
- SMF13 Chair of the Nominations Committee (9 Dec 2019 to 31 Mar 2022)
- SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 31 Mar 2022)
- CF2 Non Executive Director (22 Jun 2010 to 8 Dec 2019)
-
- CF29 Significant management (1 Nov 2007 to 18 Jan 2011)
- CF30 Customer (1 Nov 2007 to 14 Feb 2013)
- CF17 Significant Mgt (Other Business Operations) (27 Jun 2003 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 15 Aug 2006)
- CF1 Director (1 Dec 2001 to 31 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.