Mark William Mitchell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DTB INVESTMENTS LTD

    FRN 300856

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • CF30 Customer (19 Jun 2018 to 8 Dec 2019)
  • Complete Advice Services Limited (no longer approved here)

    FRN 585386

    • Employed By (24 Aug 2012 to 19 Nov 2012)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (20 Jan 2012 to 2 Jul 2012)
  • Andrew Clothier (no longer approved here)

    FRN 410444

    • CF30 Customer (1 Nov 2007 to 1 Dec 2011)
    • CF24 Pension Transfer Specialist (29 Aug 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (6 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Mar 2007 to 6 Jul 2007)
  • FSC Investment Services Limited (no longer approved here)

    FRN 185525

    • (6)Employed By (8 Aug 2003 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.