Andrew Clothier

• Principal Place of Business

  Regents Court Financial

  Regents Court Chambers

  Hanover House

  George Street

  Wolverhampton

  West Midlands

  WV2 4DG

  UNITED KINGDOM

  Phone

  +441902311381

  Web

  https://www.regentscourtfinancial.co.uk

• Complaints Contact

  Regents Court Chambers

  Hanover Studios

  George Street

  George Street

  Wolverhampton

  West Midlands

  WV2 4DG

  UNITED KINGDOM

  Phone

  +441902311381

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Islamic Mortgage Advice

  For Customer, Home purchase plans

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Islamic Mortgage Arranging

  For Customer, Home purchase plans

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Islamic Mortgage Setup

  For Customer, Home purchase plans

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Andrew John Clothier

  IRN AJC00054

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • Sole trader dealing with clients for which they require qualification (since 2 Dec 2020)
  • [FCA CF] Manager of certification employee (since 1 Dec 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (1 Nov 2007 to 3 Jan 2012)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF10 Compliance Oversight (3 Dec 2004 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (3 Dec 2004 to 31 Mar 2009)
  • CF21 Investment Adviser (3 Dec 2004 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (3 Dec 2004 to 8 Dec 2019)
  • CF7 Sole Trader (3 Dec 2004 to 31 Jan 2007)
• Asha Harpreet Kaur Rana

  IRN AXR00359

  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 20 Oct 2021)
• Christopher Edward Collins

  IRN CEC00004

  • CF30 Customer (1 Nov 2007 to 29 Dec 2008)
  • CF21 Investment Adviser (27 Jul 2005 to 31 Oct 2007)
• Julie Ann Rushton

  IRN JXR00271

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2021)
• Mark William Mitchell

  IRN MWM01047

  • CF30 Customer (1 Nov 2007 to 1 Dec 2011)
  • CF24 Pension Transfer Specialist (29 Aug 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (6 Jul 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Mar 2007 to 6 Jul 2007)
• Michael Peter Reynolds

  IRN MXR00317

  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 24 Jun 2021)
• Peter John Williams

  IRN PJW00015

  • CF30 Customer (1 Nov 2007 to 20 Aug 2010)
  • CF21 Investment Adviser (13 Apr 2005 to 31 Oct 2007)
• Peter Jonathan Rogers

  IRN JXR00084

  • CF22 Investment Adviser (Trainee) (3 Dec 2004 to 3 Aug 2006)
• Philip William Barefoot

  IRN PWB00006

  • CF30 Customer (19 Nov 2009 to 30 Nov 2010)
• Robin Gutteridge

  IRN RXG00207

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2021)

No changes recorded yet.