Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Crowdstacker Limited (no longer approved here)

    FRN 648742

    • CF10 Compliance Oversight (16 Feb 2017 to 16 Sep 2019)
    • CF10a CASS Oversight function (3 Jan 2017 to 16 Sep 2019)
    • CF1 Director (1 Jun 2015 to 17 Jul 2019)
    • CF11 Money Laundering Reporting (1 Jun 2015 to 16 Feb 2017)
  • LONDON CAPITAL GROUP LIMITED (no longer approved here)

    FRN 182110

    • CF26 Customer Trading (1 Dec 2001 to 2 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.