Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (16 Feb 2017 to 16 Sep 2019)
- CF10a CASS Oversight function (3 Jan 2017 to 16 Sep 2019)
- CF1 Director (1 Jun 2015 to 17 Jul 2019)
- CF11 Money Laundering Reporting (1 Jun 2015 to 16 Feb 2017)
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- CF26 Customer Trading (1 Dec 2001 to 2 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.