Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 27 May 2016)
- CF30 Customer (since 6 May 2009)
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CMD Financial Solutions Ltd
FRN 538333
- Employed By (since 4 Feb 2012)
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- (120)Employed By (6 May 2009 to 3 Feb 2012)
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- CF30 Customer (1 Nov 2007 to 26 Mar 2009)
- CF21 Investment Adviser (19 Jul 2007 to 31 Oct 2007)
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- Employed By (19 Jul 2007 to 26 Mar 2009)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Nov 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.