Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 27 May 2016)
    • CF30 Customer (since 6 May 2009)
    • Employed By (since 4 Feb 2012)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (120)Employed By (6 May 2009 to 3 Feb 2012)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 26 Mar 2009)
    • CF21 Investment Adviser (19 Jul 2007 to 31 Oct 2007)
  • Cumberland Financial Services Limited (no longer approved here)

    FRN 200391

    • Employed By (19 Jul 2007 to 26 Mar 2009)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (1 Dec 2001 to 8 Nov 2004)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.