Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (12 May 2021 to 16 Sep 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (12 May 2021 to 16 Sep 2021)
- [FCA CF] Significant management (26 Feb 2021 to 15 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.