Mark Whitehead

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sanlam Investments UK Limited (no longer approved here)

    FRN 459237

    • [FCA CF] Manager of certification employee (1 Dec 2020 to 31 Dec 2023)
    • [FCA CF] Client dealing (1 Dec 2020 to 31 Dec 2023)
    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 5 Jul 2022)
  • CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119289

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2020)
    • CF30 Customer (26 Apr 2016 to 8 Dec 2019)
  • Sarasin & Partners LLP (no longer approved here)

    FRN 475111

    • CF4 Partner (10 Jan 2011 to 26 Nov 2015)
    • CF30 Customer (2 Jan 2008 to 7 Sep 2015)

Recent activity

Updates to this individual's record on the FCA register.

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