Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF10 Chair of the Risk Committee (since 4 Apr 2023)
    • Director of firm who is not a certification employee or a SMF manager (1 Oct 2022 to 4 Apr 2023)
  • MARKET HARBOROUGH MORTGAGES LIMITED (no longer approved here)

    FRN 302731

    • SMF3 Executive Director (9 Dec 2019 to 18 Sep 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 18 Sep 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Sep 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 18 Sep 2022)
    • Responsible for Insurance Mediation (5 Mar 2012 to 30 Sep 2018)
    • CF1 Director (7 Jun 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Jun 2007 to 8 Dec 2019)
    • CF3 Chief Executive (7 Jun 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (7 Jun 2007 to 31 Mar 2009)
  • Market Harborough Building Society (no longer approved here)

    FRN 206041

    • Responsible for Insurance Distribution (1 Oct 2018 to 18 Sep 2022)
    • Responsibility for MCD Intermediation (2 Feb 2018 to 18 Sep 2022)
    • SMF1 Chief Executive (7 Mar 2016 to 18 Sep 2022)
    • Responsible for Insurance Mediation (9 Feb 2012 to 30 Sep 2018)
    • CF29 Significant management (9 Feb 2012 to 6 Mar 2016)
    • CF3 Chief Executive (7 Jun 2007 to 6 Mar 2016)
    • CF10 Compliance Oversight (7 Jun 2007 to 6 Mar 2016)
    • CF1 Director (7 Jun 2007 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (7 Jun 2007 to 31 Mar 2009)
  • Cumberland Building Society (no longer approved here)

    FRN 106074

    • CF11 Money Laundering Reporting (2 Jun 2005 to 20 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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