Mark Tootill

• St. James's Place Wealth Management Plc

  FRN 195351

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • CF4 Partner (AR) (since 20 Oct 2022)
  • Appointed representative dealing with clients for which they require qualification (since 29 Mar 2021)
  • CF30 Customer (since 18 Mar 2021)
  • CF30 Customer (8 Apr 2016 to 12 Jun 2017)
• Mark Tootill Financial Planning

  FRN 945363

  • (3)Employed By (since 18 Mar 2021)
• ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

  FRN 144519

  • [FCA CF] Significant management (9 Dec 2019 to 24 Nov 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Nov 2020)
  • CF1 Director (7 Jul 2017 to 1 Nov 2019)
• The Independent Asset Management Company (no longer approved here)

  FRN 209525

  • CF30 Customer (17 Oct 2014 to 30 Jan 2015)
• WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 134753

  • CF30 Customer (1 Nov 2007 to 29 Sep 2014)
  • CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
• Wesleyan Assurance Society (no longer approved here)

  FRN 110873

  • CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)
• Wesleyan Unit Trust Managers Limited (no longer approved here)

  FRN 175798

  • CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)

No changes recorded yet.