Mark Thomas Anderson

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Broadoak Financial Planning Ltd

    FRN 928771

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 23 Dec 2020)
    • Responsible for Insurance Distribution (since 23 Dec 2020)
    • SMF16 Compliance Oversight (since 23 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Dec 2020)
    • SMF3 Executive Director (since 23 Dec 2020)
    • [FCA CF] Client dealing (since 23 Dec 2020)
    • Responsibility for MCD Intermediation (since 23 Dec 2020)
  • Hood Financial Planning Limited (no longer approved here)

    FRN 654530

    • CF30 Customer (8 Jan 2018 to 8 Dec 2019)
  • Vale Insurance Services Limited (no longer approved here)

    FRN 154917

    • CF30 Customer (26 Aug 2010 to 11 Jan 2018)
  • Retirement Solutions (UK) Limited (no longer approved here)

    FRN 483817

    • CF1 Director (AR) (14 Oct 2008 to 27 Feb 2009)
    • CF30 Customer (6 Aug 2008 to 27 Feb 2009)
  • Telos Ltd (no longer approved here)

    FRN 489801

    • Employed By (14 Oct 2008 to 27 Feb 2009)

Recent activity

Updates to this individual's record on the FCA register.

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