Vale Insurance Services Limited

• Principal Place of Business

  22-24 Market Street

  Altrincham

  Cheshire

  WA14 1PF

  UNITED KINGDOM

  Phone

  +4401619415972

  Web

  https://www.vale.uk.com

• Complaints Contact

  22-24 Market Street

  Altrincham

  Cheshire

  WA14 1PF

  UNITED KINGDOM

  Phone

  +4401619415972

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Andrew James Burns

  IRN AJB01567

  • CF22 Investment Adviser (Trainee) (11 May 2005 to 12 Jan 2006)
• Asa Cadman

  IRN AXC01084

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 25 May 2023)
  • [FCA CF] Client dealing (since 25 May 2023)
• Barry Christopher Fitzgerald

  IRN BCF00001

  • CF30 Customer (1 Nov 2007 to 18 Dec 2008)
  • CF21 Investment Adviser (30 Apr 2007 to 31 Oct 2007)
• Colin David Warhurst

  IRN CDW01075

  • CF21 Investment Adviser (23 Jul 2002 to 14 Jan 2003)
• Geoffrey Hartley

  IRN FGH00001

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • [FCA CF] Client dealing (9 Dec 2019 to 18 Jul 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Jul 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF24 Pension Transfer Specialist (27 Feb 2003 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (27 Feb 2003 to 8 Dec 2019)
  • CF10 Compliance Oversight (27 Feb 2003 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 14 Feb 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Graeme Paul McIver

  IRN GPM01077

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (4 Mar 2019 to 8 Dec 2019)
• Jason Pickford

  IRN JXP02425

  • CF30 Customer (2 Nov 2015 to 11 Jan 2016)
• John Edward Duff

  IRN JED00005

  • CF30 Customer (20 Jan 2011 to 29 Jul 2011)
• Joseph Ernest Whittle

  IRN JEW01096

  • CF22 Investment Adviser (Trainee) (12 May 2005 to 18 Nov 2005)
• Kevin John Chrimes

  IRN KJC00001

  • CF30 Customer (1 Nov 2007 to 20 Dec 2012)
  • CF10 Compliance Oversight (1 Dec 2001 to 13 Feb 2003)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 13 Feb 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 13 Feb 2003)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 13 Feb 2003)
  • CF1 Director (1 Dec 2001 to 13 Feb 2003)

• FFT Financial Services Ltd (no longer appointed)

  FRN 223938 · Appointed 17 Mar 2014 · Until 14 Feb 2023

• Langtons Wealth Management (no longer appointed)

  FRN 471744 · Appointed 16 Aug 2007 · Until 14 Feb 2023

No changes recorded yet.