Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Vale Insurance Services Limited
FRN 154917
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Jul 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 18 Jul 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF11 Money Laundering Reporting (27 Feb 2003 to 8 Dec 2019)
- CF24 Pension Transfer Specialist (27 Feb 2003 to 31 Oct 2007)
- CF10 Compliance Oversight (27 Feb 2003 to 8 Dec 2019)
- CF8 Apportionment and Oversight (1 Dec 2001 to 14 Feb 2008)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.