Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Key function holder (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (15 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (24 Apr 2015 to 8 Dec 2019)
    • CF1 Director (24 Apr 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Apr 2015 to 8 Dec 2019)
    • CF28 Systems and controls (24 Apr 2015 to 8 Dec 2019)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF1 Director (AR) (4 Aug 2010 to 7 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

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