Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Curzon Advisers Limited
FRN 607652
- [PRA CF] Key function holder (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF11 Money Laundering Reporting (15 Sep 2015 to 8 Dec 2019)
- CF30 Customer (24 Apr 2015 to 8 Dec 2019)
- CF1 Director (24 Apr 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (24 Apr 2015 to 8 Dec 2019)
- CF28 Systems and controls (24 Apr 2015 to 8 Dec 2019)
-
- CF1 Director (AR) (4 Aug 2010 to 7 Feb 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.