Curzon Advisers Limited

Date authorised
20 June 2014
Companies House
08613931
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Curzon Advisers Ltd
    40 George Street
    London
    Westminster
    W1U 7DW
    UNITED KINGDOM
    Phone
    +4402070453200
    Web
    https://www.curzonadvisers.com

  • Complaints Contact

    Curzon Advisers Ltd
    40 George Street
    London
    Westminster
    W1U 7DW
    UNITED KINGDOM
    Phone
    +4402070453200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ginger Michelle Quillen

    IRN GMQ00003

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (20 Jun 2014 to 8 Dec 2019)
    • CF1 Director (20 Jun 2014 to 8 Dec 2019)
  • Mark Stephen Fenchelle

    IRN MSF01056

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (15 Sep 2015 to 8 Dec 2019)
    • CF28 Systems and controls (24 Apr 2015 to 8 Dec 2019)
    • CF1 Director (24 Apr 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Apr 2015 to 8 Dec 2019)
    • CF30 Customer (24 Apr 2015 to 8 Dec 2019)
  • Paul Patel

    IRN PXP01540

    • SMF3 Executive Director (9 Dec 2019 to 22 Mar 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 22 Mar 2021)
    • CF3 Chief Executive (8 Apr 2015 to 8 Dec 2019)
    • CF1 Director (20 Jun 2014 to 8 Dec 2019)
    • CF30 Customer (20 Jun 2014 to 8 Dec 2019)
  • Tasnia Aurongozeb

    IRN TXA01467

    • CF11 Money Laundering Reporting (20 Jun 2014 to 19 Aug 2015)
    • CF10 Compliance Oversight (20 Jun 2014 to 24 Apr 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.