Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Strata Technology Partners LLP
FRN 219675
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF16 Compliance Oversight (9 Dec 2019 to 20 Nov 2020)
- SMF27 Partner (9 Dec 2019 to 20 Nov 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Nov 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF4 Partner (17 Dec 2002 to 8 Dec 2019)
- CF10 Compliance Oversight (17 Dec 2002 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (17 Dec 2002 to 31 Oct 2007)
- CF13 Finance (17 Dec 2002 to 31 Oct 2007)
- CF11 Money Laundering Reporting (17 Dec 2002 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.