Strata Technology Partners LLP

• Principal Place of Business

  120 Regent Street

  London

  W1B 5FE

  UNITED KINGDOM

  Phone

  +4402077301200

  Web

  https://www.strata-partners.com

• Complaints Contact

  Strata Partners

  120 Regent Street

  London

  Westminster

  W1B 5FE

  UNITED KINGDOM

  Phone

  +4402077301200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Morris

  IRN AXM01870

  • [FCA CF] Client dealing (1 May 2023 to 23 Feb 2026)
• Alexander Charles Starling

  IRN ACS01177

  • CF30 Customer (1 Nov 2007 to 24 Mar 2011)
  • CF23 Corporate Finance Adviser (5 Apr 2006 to 31 Oct 2007)
• Alexis Robert Gaston Murray-Jones

  IRN ARM01243

  • CF30 Customer (1 Nov 2014 to 15 Jun 2016)
• Alistair Louis Armstrong-Brown

  IRN ALA01033

  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF27 Partner (since 20 Nov 2020)
  • SMF16 Compliance Oversight (since 20 Nov 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Nov 2020)
  • CF30 Customer (5 Jun 2009 to 8 Dec 2019)
• Andreas Edelmeier

  IRN AXE01072

  • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
  • CF23 Corporate Finance Adviser (14 Jan 2003 to 31 Oct 2007)
• Andrew Bloxam

  IRN AXB01481

  • CF23 Corporate Finance Adviser (20 Oct 2003 to 10 Apr 2006)
• Anthony Yung Hung Gamble Chow

  IRN AYC01007

  • [FCA CF] Client dealing (8 May 2023 to 31 May 2025)
• Arno Goboyan

  IRN AXG01272

  • CF23 Corporate Finance Adviser (28 Jan 2004 to 30 Jun 2005)
• Bernd Strenitz

  IRN BXS01412

  • CF30 Customer (1 Sep 2009 to 7 Nov 2011)
  • CF23 Corporate Finance Adviser (1 Jul 2005 to 31 Oct 2007)
• Carlos Serra Cardenas

  IRN CXS01775

  • CF30 Customer (30 Mar 2009 to 20 Jun 2013)

No changes recorded yet.