Strata Technology Partners LLP
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
120 Regent StreetLondonW1B 5FEUNITED KINGDOM- Phone
- +4402077301200
-
Complaints Contact
Strata Partners120 Regent StreetLondonWestminsterW1B 5FEUNITED KINGDOM- Phone
- +4402077301200
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Christian Martin Stiefmueller
IRN CMS01079
- CF30 Customer (1 Nov 2007 to 1 Nov 2007)
- CF21 Investment Adviser (20 Oct 2003 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (20 Oct 2003 to 31 Oct 2007)
-
Clemens Manfred Kolbe
IRN CMK01048
- CF30 Customer (1 Nov 2007 to 1 Nov 2008)
- CF23 Corporate Finance Adviser (1 Jun 2007 to 31 Oct 2007)
-
Daniel Richard Edward Bevan
IRN DRB01083
- CF30 Customer (1 Nov 2007 to 19 Oct 2009)
- CF23 Corporate Finance Adviser (25 Oct 2007 to 31 Oct 2007)
-
David James Howard
IRN DXH00356
- [FCA CF] Client dealing (1 Mar 2021 to 31 Mar 2024)
-
David Kovacs
IRN DXK01611
- CF30 Customer (21 Apr 2015 to 26 Jun 2017)
-
Dion Andrew Jones Vaughan
IRN DAV01022
- CF30 Customer (1 Nov 2007 to 26 Jun 2017)
- CF23 Corporate Finance Adviser (7 Feb 2003 to 31 Oct 2007)
-
Douglas Philip Edward Smith
IRN DPS01098
- CF30 Customer (1 Nov 2007 to 27 Nov 2008)
- CF23 Corporate Finance Adviser (24 Mar 2003 to 31 Oct 2007)
-
Edward Stephen Wentworth Roskill
IRN ESR01005
- SMF27 Partner (9 Dec 2019 to 31 Mar 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (17 Dec 2002 to 31 Oct 2007)
- CF3 Chief Executive (17 Dec 2002 to 3 Jul 2014)
- CF4 Partner (17 Dec 2002 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (17 Dec 2002 to 31 Oct 2007)
-
Erik Sebastian Hall
IRN EXH00193
- [FCA CF] Client dealing (since 17 Jan 2022)
-
Goncalo Sarmento
IRN GXS07341
- CF30 Customer (18 Oct 2018 to 13 Feb 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.