Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ABSA SECURITIES UNITED KINGDOM LIMITED
FRN 808323
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- CF2 Non Executive Director (2 Oct 2018 to 8 Dec 2019)
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- CF28 Systems and controls (7 Nov 2011 to 14 Nov 2011)
- CF29 Significant management (7 Nov 2011 to 14 Nov 2011)
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- CF28 Systems and controls (7 Nov 2011 to 6 Mar 2016)
- CF29 Significant management (7 Nov 2011 to 6 Mar 2016)
- CF1 Director (20 Jul 2009 to 6 Mar 2016)
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- CF28 Systems and controls (7 Nov 2011 to 8 Nov 2013)
- CF29 Significant management (7 Nov 2011 to 8 Nov 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.