Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 19 Sep 2014)
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Mark Setter
FRN 749191
- (1)Employed By (since 7 Jun 2016)
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- Employed By (3 Mar 2016 to 31 Mar 2016)
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- CF30 Customer (11 Dec 2013 to 9 Sep 2014)
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- CF30 Customer (20 Apr 2012 to 31 May 2013)
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- CF30 Customer (8 Nov 2010 to 30 Mar 2012)
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- CF30 Customer (28 May 2010 to 4 Jul 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.