Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 8 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 8 Oct 2025)
  • Zurich Assurance Ltd (no longer approved here)

    FRN 147672

    • CF21 Investment Adviser (10 Aug 2004 to 15 Jun 2005)
    • CF22 Investment Adviser (Trainee) (1 Mar 2004 to 10 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.