Mark Richter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Client dealing (since 25 Oct 2021)
Santander UK Plc (no longer approved here)
FRN 106054
- [FCA CF] Client dealing (7 Mar 2016 to 16 Dec 2018)
Banco Santander, S.A. (no longer approved here)
FRN 136261
- [FCA CF] Client dealing (7 Mar 2016 to 30 Jul 2021)
Santander Financial Services plc (no longer approved here)
FRN 146003
- [FCA CF] Client dealing (7 Mar 2016 to 16 Dec 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.