Mark Richards

• AXA INVESTMENT MANAGERS UK LIMITED

  FRN 119368

  • [FCA CF] Client dealing (since 1 Jan 2026)
  • [FCA CF] Manager of certification employee (since 1 Jan 2026)
  • [FCA CF] Material risk taker (since 1 Jan 2026)
• BNP Paribas Asset Management UK Limited (no longer approved here)

  FRN 170064

  • [FCA CF] Manager of certification employee (27 Feb 2025 to 31 Dec 2025)
  • [FCA CF] Material risk taker (3 Jan 2024 to 31 Dec 2025)
  • [FCA CF] Client dealing (10 Nov 2022 to 31 Dec 2025)
• Jupiter Asset Management Limited (no longer approved here)

  FRN 141274

  • [FCA CF] Material risk taker (20 May 2021 to 8 Jul 2022)
  • [FCA CF] Client dealing (5 Oct 2020 to 24 Jul 2022)
  • CF30 Customer (7 Feb 2019 to 8 Dec 2019)
• JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

  FRN 171847

  • [FCA CF] Material risk taker (20 May 2021 to 8 Jul 2022)
  • [FCA CF] Client dealing (1 Jan 2021 to 24 Jul 2022)
• J.P. Morgan Investment Management Inc (no longer approved here)

  FRN 119267

  • CF30 Customer (8 Mar 2018 to 25 Sep 2018)
• JPMorgan Asset Management (UK) Limited (no longer approved here)

  FRN 119337

  • CF30 Customer (8 Mar 2018 to 25 Sep 2018)
• PIMCO Europe Ltd (no longer approved here)

  FRN 149303

  • CF30 Customer (25 Feb 2015 to 31 Jul 2015)
• ING Bank N.V. (no longer approved here)

  FRN 124940

  • CF21 Investment Adviser (11 Jan 2006 to 26 Aug 2007)

No changes recorded yet.