Mark Richard Walker Lee

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • [FCA CF] Material risk taker (6 Mar 2017 to 26 Aug 2019)
    • [FCA CF] Significant management (6 Mar 2017 to 26 Aug 2019)
    • CF29 Significant management (5 Aug 2015 to 6 Mar 2016)
    • CF30 Customer (18 Feb 2015 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 4 Feb 2011)
    • CF23 Corporate Finance Adviser (8 Nov 2006 to 31 Oct 2007)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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