Mark Richard Franklin

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KIRKOSWALD CAPITAL MANAGEMENT LIMITED
FRN 229812
- Director of firm who is not a certification employee or a SMF manager (since 11 Feb 2025)
- SMF3 Executive Director (9 Dec 2019 to 1 Apr 2025)
- SMF1 Chief Executive (9 Dec 2019 to 1 Apr 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (17 Jun 2004 to 31 Oct 2007)
- CF3 Chief Executive (17 Jun 2004 to 8 Dec 2019)
- CF27 Investment Management (17 Jun 2004 to 31 Oct 2007)
- CF1 Director (17 Jun 2004 to 8 Dec 2019)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF21 Investment Adviser (1 Dec 2001 to 16 Mar 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.