Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Jan 2021 to 23 Mar 2023)
- [FCA CF] Manager of certification employee (1 Jan 2021 to 31 Mar 2025)
- [FCA CF] Client dealing (1 Jan 2021 to 30 Jun 2025)
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- [FCA CF] Manager of certification employee (15 Jun 2020 to 31 Mar 2025)
- [FCA CF] Material risk taker (15 Jun 2020 to 24 Mar 2025)
- [FCA CF] Client dealing (15 Jun 2020 to 30 Jun 2025)
- CF30 Customer (17 Jul 2019 to 8 Dec 2019)
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- CF30 Customer (20 Aug 2015 to 4 Apr 2019)
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- CF30 Customer (20 Aug 2015 to 4 Apr 2019)
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- CF30 Customer (7 Jul 2011 to 2 Jun 2015)
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- CF30 Customer (7 Jul 2011 to 2 Jun 2015)
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- CF27 Investment Management (1 Dec 2001 to 23 May 2003)
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- CF27 Investment Management (1 Dec 2001 to 23 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.