Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 23 Mar 2026)
    • [FCA CF] Client dealing (since 23 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 23 Mar 2026)
  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • SMF1 Chief Executive (23 Mar 2022 to 31 Aug 2025)
    • SMF3 Executive Director (23 Mar 2022 to 31 Aug 2025)
  • G.H. FINANCIALS LIMITED (no longer approved here)

    FRN 161807

    • SMF1 Chief Executive (9 Dec 2019 to 17 Dec 2021)
    • SMF3 Executive Director (9 Dec 2019 to 17 Dec 2021)
    • CF3 Chief Executive (2 Apr 2018 to 8 Dec 2019)
    • CF1 Director (2 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (3 Dec 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.