Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (8 Jul 2020 to 6 Jul 2021)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 31 Aug 2021)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • [FCA CF] Manager of certification employee (23 Mar 2020 to 6 Jul 2021)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • [FCA CF] Manager of certification employee (13 Mar 2019 to 6 Jul 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (2 Mar 2017 to 7 Feb 2018)
    • [PRA CF] Significant risk taker or Material risk taker (2 Mar 2017 to 31 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.