Mark Peter Turner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FINLI (FA92) LIMITED

    FRN 195522

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2023)
    • [FCA CF] Client dealing (since 7 Dec 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (15 Oct 2021 to 19 Aug 2022)
    • CF30 Customer (20 Sep 2021 to 19 Aug 2022)
  • JDA Wealth Ltd (no longer approved here)

    FRN 175318

    • (9)Employed By (20 Sep 2021 to 19 Aug 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (27 Apr 2020 to 14 Jul 2021)
    • CF30 Customer (8 Apr 2020 to 14 Jul 2021)
  • Berkley Square Private Clients Ltd (no longer approved here)

    FRN 476124

    • Employed By (8 Apr 2020 to 14 Jul 2021)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (1 Nov 2007 to 8 Aug 2008)
    • CF21 Investment Adviser (25 Nov 2005 to 31 Oct 2007)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF22 Investment Adviser (Trainee) (16 May 2005 to 15 Dec 2005)
  • Templar Knights Ltd (no longer approved here)

    FRN 194489

    • Employed By (16 May 2005 to 15 Dec 2005)
  • City Financial Planning Ltd (no longer approved here)

    FRN 200112

    • Employed By (10 Dec 1999 to 5 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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