Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Sep 2016 to 20 Jun 2019)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 20 Jun 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 20 Jun 2019)
- CF30 Customer (13 Jan 2010 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Sep 2016 to 20 Jun 2019)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 20 Jun 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 20 Jun 2019)
- CF30 Customer (13 Jan 2010 to 16 Jun 2010)
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- CF30 Customer (1 Nov 2007 to 27 Mar 2009)
- CF27 Investment Management (31 May 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.