Mark Nicholas Leach

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mark Leach Asset Management Limited

    FRN 746390

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (since 29 Jun 2017)
    • CF10 Compliance Oversight (13 Oct 2016 to 8 Dec 2019)
    • CF1 Director (13 Oct 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Oct 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (13 Oct 2016 to 30 Sep 2018)
  • MHA Wealth Limited (no longer approved here)

    FRN 143715

    • CF30 Customer (1 Nov 2007 to 30 Nov 2011)
    • Responsible for Insurance Mediation (11 Feb 2005 to 30 Nov 2011)
    • CF1 Director (6 May 2003 to 27 Apr 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.