Mark Netley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 24 Aug 2021)
    • [FCA CF] Client dealing (since 24 Aug 2021)
  • Tom French & Associates Limited (no longer approved here)

    FRN 185513

    • CF30 Customer (1 Nov 2007 to 15 Feb 2008)
    • CF21 Investment Adviser (25 Jan 2005 to 31 Oct 2007)
  • City Financial Planning Ltd (no longer approved here)

    FRN 200112

    • Employed By (29 Aug 2002 to 19 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.