Mark McMillan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Manager of certification employee (since 15 Apr 2026)
    • [FCA CF] Client dealing (since 23 Jan 2026)
  • Nomura International Plc

    FRN 124422

    • [FCA CF] Algorithmic trading (since 13 Feb 2026)
    • [FCA CF] Client dealing (since 23 Jan 2026)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Material risk taker (31 Dec 2019 to 29 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (31 Dec 2019 to 29 Aug 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 29 Aug 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 29 Aug 2025)
    • [FCA CF] Algorithmic trading (7 Mar 2016 to 29 Feb 2024)
    • CF30 Customer (25 Sep 2014 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (13 Jun 2011 to 31 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.