Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsibility for MCD Intermediation (21 Mar 2016 to 1 Jul 2024)
- SMF16 Compliance Oversight (7 Mar 2016 to 1 Jul 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 1 Jul 2024)
- SMF4 Chief Risk (7 Mar 2016 to 1 Jul 2024)
- CF1 Director (29 Oct 2014 to 6 Mar 2016)
- CF10 Compliance Oversight (29 Oct 2014 to 6 Mar 2016)
- CF11 Money Laundering Reporting (29 Oct 2014 to 6 Mar 2016)
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- CF10 Compliance Oversight (23 Aug 2012 to 30 Oct 2014)
- CF11 Money Laundering Reporting (23 Aug 2012 to 30 Oct 2014)
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- CF28 Systems and controls (1 Nov 2007 to 30 Mar 2009)
- CF15 Internal Audit (10 Oct 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.