Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Beverley Building Society (no longer approved here)

    FRN 206064

    • Responsibility for MCD Intermediation (21 Mar 2016 to 1 Jul 2024)
    • SMF16 Compliance Oversight (7 Mar 2016 to 1 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 1 Jul 2024)
    • SMF4 Chief Risk (7 Mar 2016 to 1 Jul 2024)
    • CF1 Director (29 Oct 2014 to 6 Mar 2016)
    • CF10 Compliance Oversight (29 Oct 2014 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (29 Oct 2014 to 6 Mar 2016)
  • OneSavings Bank Plc (no longer approved here)

    FRN 530504

    • CF10 Compliance Oversight (23 Aug 2012 to 30 Oct 2014)
    • CF11 Money Laundering Reporting (23 Aug 2012 to 30 Oct 2014)
  • ODYSSEY MORTGAGE SERVICES LIMITED (no longer approved here)

    FRN 303216

    • CF28 Systems and controls (1 Nov 2007 to 30 Mar 2009)
    • CF15 Internal Audit (10 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.