Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citadel Advisors Europe Limited (no longer approved here)

    FRN 952125

    • [FCA CF] Client dealing (2 May 2024 to 16 Sep 2024)
  • Goldman Sachs Bank Europe SE (no longer approved here)

    FRN 973220

    • [FCA CF] Client dealing (13 Apr 2023 to 31 Mar 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (12 Aug 2019 to 8 Jun 2020)
    • [FCA CF] Client dealing (7 Sep 2016 to 8 Jun 2020)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 8 Jun 2020)
    • CF30 Customer (28 Feb 2011 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (12 Aug 2019 to 8 Jun 2020)
    • [FCA CF] Client dealing (7 Sep 2016 to 8 Jun 2020)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 8 Jun 2020)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (6 Aug 2008 to 11 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

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