Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HAMPDEN & CO PLC (no longer approved here)

    FRN 606934

    • [PRA CF] Significant risk taker or Material risk taker (1 Jun 2020 to 7 May 2021)
  • Scottish Building Society (no longer approved here)

    FRN 206034

    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Jul 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (3 Jan 2017 to 30 Nov 2017)
    • SMF16 Compliance Oversight (3 Jan 2017 to 30 Nov 2017)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 1 Jul 2019)
    • SMF1 Chief Executive (7 Mar 2016 to 1 Jul 2019)
    • CF3 Chief Executive (21 May 2013 to 6 Mar 2016)
    • Responsible for Insurance Mediation (12 Oct 2012 to 30 Sep 2018)
    • CF1 Director (12 Oct 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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