Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (1 Jun 2020 to 7 May 2021)
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- Responsible for Insurance Distribution (1 Oct 2018 to 1 Jul 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (3 Jan 2017 to 30 Nov 2017)
- SMF16 Compliance Oversight (3 Jan 2017 to 30 Nov 2017)
- Responsibility for MCD Intermediation (21 Mar 2016 to 1 Jul 2019)
- SMF1 Chief Executive (7 Mar 2016 to 1 Jul 2019)
- CF3 Chief Executive (21 May 2013 to 6 Mar 2016)
- Responsible for Insurance Mediation (12 Oct 2012 to 30 Sep 2018)
- CF1 Director (12 Oct 2012 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.