Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Essex Financial Management Limited (no longer approved here)

    FRN 149177

    • [FCA CF] CASS oversight function (9 Dec 2019 to 19 Aug 2022)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jun 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Jun 2022)
    • CF4 Partner (AR) (2 Jul 2010 to 9 Dec 2019)
    • CF1 Director (AR) (14 Jan 2005 to 9 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Wingman Technologies Limited (no longer approved here)

    FRN 690968

    • Employed By (18 Nov 2015 to 3 Aug 2016)
  • EFM Specialist Risks LLP (no longer approved here)

    FRN 504359

    • Employed By (2 Jul 2010 to 9 Dec 2019)
  • Insurance Scheme Solutions Ltd (no longer approved here)

    FRN 417614

    • Employed By (15 Dec 2004 to 9 Dec 2019)
  • Ticketplan Ltd (no longer approved here)

    FRN 409405

    • (2)Employed By (26 Nov 2004 to 9 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Ticketplan Ltd

  2. controlled function added: (2)Employed By at Ticketplan Ltd