Mark Lee Robert Davis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • XL FINANCIAL SERVICES LIMITED

    FRN 487823

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (14 Jun 2017 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (6 Nov 2008 to 1 Apr 2009)
    • Responsible for Insurance Mediation (6 Nov 2008 to 30 Sep 2018)
    • CF1 Director (6 Nov 2008 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (23 Dec 2002 to 31 Jul 2003)
    • CF22 Investment Adviser (Trainee) (16 Apr 2002 to 23 Dec 2002)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF22 Investment Adviser (Trainee) (16 Apr 2002 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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