Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mariana UFP LLP
FRN 551170
- [FCA CF] Client dealing (since 5 Dec 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2021)
- CF30 Customer (15 Mar 2016 to 8 Dec 2019)
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- CF30 Customer (2 Jan 2015 to 5 Jan 2016)
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- CF30 Customer (1 Nov 2007 to 7 Dec 2012)
- CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)
- CF26 Customer Trading (3 Sep 2007 to 31 Oct 2007)
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- CF26 Customer Trading (17 May 2005 to 27 Jul 2006)
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- CF26 Customer Trading (17 Feb 2003 to 10 Dec 2003)
- CF22 Investment Adviser (Trainee) (29 Oct 2002 to 17 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.