Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PHL Insurance Brokers Limited
FRN 301732
- Responsible for Insurance Distribution (since 26 Apr 2024)
- SMF3 Executive Director (since 26 Apr 2024)
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- SMF3 Executive Director (26 Jul 2023 to 5 Oct 2023)
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- SMF3 Executive Director (27 Apr 2022 to 29 Dec 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (14 Sep 2020 to 29 Dec 2022)
- SMF16 Compliance Oversight (14 Sep 2020 to 29 Dec 2022)
- [FCA CF] Client dealing (1 Apr 2020 to 31 Dec 2022)
- [FCA CF] Manager of certification employee (1 Apr 2020 to 31 Dec 2022)
- [FCA CF] Significant management (1 Apr 2020 to 31 Dec 2022)
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- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 21 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.