Date authorised
26 July 2023
Companies House
09426291
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    68 King William Street
    London
    EC4N 7HR
    UNITED KINGDOM
    Phone
    +4408008527757
  • Complaints Contact

    Halkin Management Co Ltd
    68 King William Street
    London
    City Of London
    EC4N 7HR
    UNITED KINGDOM
    Phone
    +4408008527757

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark John Fisher

    IRN MJF01092

    • SMF3 Executive Director (26 Jul 2023 to 5 Oct 2023)
  • Rachel Oliver

    IRN RXO00195

    • SMF3 Executive Director (since 29 Jul 2025)
  • Simon Ritterband

    IRN SXR02509

    • Responsible for Insurance Distribution (since 26 Jul 2023)
    • SMF1 Chief Executive (since 26 Jul 2023)
    • SMF3 Executive Director (since 26 Jul 2023)
  • Steven James Coulson

    IRN SXC01432

    • CF1 Director (AR) (since 21 Mar 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.