Mark John Elliott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Castlefield Investment Partners LLP

    FRN 432488

    • 14. Managing investments
    • SMF27 Partner (since 24 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Aug 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 25 Nov 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (30 Aug 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (30 Aug 2005 to 31 Oct 2007)
    • CF27 Investment Management (30 Aug 2005 to 31 Oct 2007)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF27 Investment Management (25 Nov 2004 to 12 Dec 2005)
    • CF21 Investment Adviser (17 Jun 2002 to 12 Dec 2005)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.