Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Sep 2017 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (28 Feb 2014 to 1 Jun 2015)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (3 Jun 2013 to 7 Mar 2014)
    • CF1 Director (AR) (3 Jun 2013 to 7 Mar 2014)
  • Clarity Financial Planning Ltd (no longer approved here)

    FRN 517292

    • Employed By (12 Feb 2010 to 7 Mar 2014)
  • INFORMED CHOICE LIMITED (no longer approved here)

    FRN 171077

    • CF30 Customer (27 Jul 2009 to 31 Jan 2010)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (15 May 2008 to 8 Jul 2008)
    • CF30 Customer (15 May 2008 to 8 Jul 2008)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (15 May 2008 to 8 Jul 2008)
  • Court Financial Planning Ltd (no longer approved here)

    FRN 482920

    • Employed By (15 May 2008 to 8 Jul 2008)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (1 Nov 2007 to 7 Oct 2009)
    • CF21 Investment Adviser (11 Oct 2007 to 31 Oct 2007)
  • Jade Independent Financial Advisors Limited (no longer approved here)

    FRN 196503

    • CF21 Investment Adviser (18 May 2005 to 2 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Jul 2004 to 18 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.