Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TRULY INDEPENDENT LTD
FRN 513655
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (15 Sep 2017 to 8 Dec 2019)
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- CF30 Customer (28 Feb 2014 to 1 Jun 2015)
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- CF30 Customer (3 Jun 2013 to 7 Mar 2014)
- CF1 Director (AR) (3 Jun 2013 to 7 Mar 2014)
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- Employed By (12 Feb 2010 to 7 Mar 2014)
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- CF30 Customer (27 Jul 2009 to 31 Jan 2010)
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- CF1 Director (AR) (15 May 2008 to 8 Jul 2008)
- CF30 Customer (15 May 2008 to 8 Jul 2008)
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- CF1 Director (AR) (15 May 2008 to 8 Jul 2008)
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- Employed By (15 May 2008 to 8 Jul 2008)
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- CF30 Customer (1 Nov 2007 to 7 Oct 2009)
- CF21 Investment Adviser (11 Oct 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (18 May 2005 to 2 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Jul 2004 to 18 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.