Mark John Capstick

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Colchester Global Investors Limited
FRN 191005
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (20 Jun 2016 to 8 Dec 2019)
BNP Paribas Asset Management UK Limited (no longer approved here)
FRN 170064
- CF30 Customer (10 Jul 2015 to 13 Nov 2015)
State Street Global Advisors Limited (no longer approved here)
FRN 146665
- CF27 Investment Management (1 Dec 2001 to 16 Nov 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.