MARK JOHN Barnard

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Montreal

    FRN 124788

    • [PRA CF] Managing a material risk taker (since 25 Apr 2024)
    • [FCA CF] Client dealing (since 4 Nov 2019)
    • [FCA CF] Material risk taker (since 4 Nov 2019)
  • BMO Capital Markets Limited

    FRN 170937

    • [FCA CF] Client dealing (since 1 Jun 2020)
    • [FCA CF] Material risk taker (since 1 Jun 2020)
    • CF30 Customer (4 Nov 2019 to 8 Dec 2019)
  • Xconnect Trading Limited (no longer approved here)

    FRN 403317

    • CF30 Customer (20 May 2019 to 7 Oct 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (24 Jan 2011 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 13 May 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.