Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Jun 2023)
    • [FCA CF] Client dealing (since 6 Jun 2023)
  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Apr 2023)
    • CF30 Customer (12 Jul 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.