Mark James Westcott

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)

    FRN 453676

    • [FCA CF] Client dealing (1 Apr 2022 to 2 Nov 2024)
    • [FCA CF] Material risk taker (5 Oct 2021 to 2 Nov 2024)
    • [FCA CF] Significant management (5 Oct 2021 to 2 Nov 2024)
  • Singer Capital Markets Advisory LLP (no longer approved here)

    FRN 568323

    • [FCA CF] Significant management (1 Apr 2022 to 24 Jan 2024)
    • [FCA CF] Client dealing (1 Apr 2022 to 24 Jan 2024)
    • [FCA CF] Material risk taker (1 Apr 2022 to 24 Jan 2024)
  • ShadowFall Capital & Research LLP (no longer approved here)

    FRN 782080

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Jul 2021)
    • SMF27 Partner (9 Dec 2019 to 21 Jul 2021)
    • CF11 Money Laundering Reporting (12 Oct 2017 to 11 Sep 2018)
    • CF30 Customer (12 Oct 2017 to 8 Dec 2019)
    • CF4 Partner (12 Oct 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Oct 2017 to 11 Sep 2018)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (7 Mar 2013 to 24 Oct 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.