Mark James Morris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HFMC Wealth Limited

    FRN 192999

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (15 Aug 2019 to 8 Dec 2019)
  • HFMC Wealth Partners LLP

    FRN 427640

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (27 Nov 2014 to 8 Dec 2019)
  • HFMC Asset Management Limited (no longer approved here)

    FRN 194722

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Mar 2024)
    • CF30 Customer (27 Nov 2014 to 8 Dec 2019)
  • DENTONS INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194538

    • CF30 Customer (2 Jun 2014 to 10 Sep 2014)
  • Evelyn Partners Investment Management LLP (no longer approved here)

    FRN 580531

    • CF30 Customer (7 May 2013 to 16 May 2014)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • CF30 Customer (1 Jan 2013 to 30 Sep 2013)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • CF30 Customer (1 Nov 2007 to 16 May 2014)
    • CF21 Investment Adviser (20 Jan 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Sep 2002 to 20 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.